本书是美国哈佛、耶鲁等**大学法学院广为推崇的证券管理法课程教学用书，作者均为有渊博理论知识和丰富实践经验的**教授。本书系统地介绍了美国的证券监管制度，涵盖了证券管理法领域法律的、机构的主要内容及热点、难点问题。全书内容组织模块化，独立成章，大量问题和难点的提出支持苏格拉底式的教学方式。第三版反映了电子信息技术在证券交易中的新展，**阐述了内幕交易、跨国证券欺诈、豁免交易、公募、二次分销等问题。

Contents
Preface
Acknowledgments
Chapter 1 The Legal and Institutional Framework of Securities Regulation
Chapter 2 Inquiries in to the Materiality of Information
Chapter 3 The Definition of a Security
Chapter 4 The Public Offering
Chapter 5 Exempt Transactions
Chapter 6 Secondary Distributions
Chapter 7 Recapitalizations，Reorganizations，and Acquisitions
Chapter 8 Exempt Securities
Chapter 9 Liability Under the Securities Act
Chapter 10 The Securities Exchange Act of 1934：Markets and Information
Chapter 11 Fraud in Connetion with the Purchase or sale of a Secruity
Chapter 12 The Enforcement of the Securities Laws
Chapter 13 The Regulation of Insider Trading
Chapter 14 Shareholder Voting and Going-Private Transactions
Chapter 15 cORporate Takeovers
Chapter 16 Regulation of the Securities Markets and Broker-Dealers
Chapter 17 The Investment Advisers and Investment Company Acts of 1940
Chapter 18 Transnational Fraud and the Reach of U.S.Securities Laws
Table of Cases
Index

本丛书中所选的均为重要案例，其中很多案例有重要历史意义。书中摘录案例的**部分，包括事实、法官的推理、作出判决的依据。不仅使读者快速掌握案例要点，而且省去了繁琐的检索和查阅原案例的时间。书中还收录有成文法和相关资料，对国内不具备查阅美国原始资料条件的读者来说，本套书更是不可或缺的学习参考书。